SFC Licences of CHAU Kwok Kuen 周國權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司
RE 1, 6 25 June 2018 16 July 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 04 July 2017 04 May 2018
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司
RE 6 22 May 2015 08 June 2017