SFC Licences of CHAU Kwok Kuen 周國權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 25 June 2018 | 16 July 2019 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 1 | 25 June 2018 | 16 July 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 04 July 2017 | 04 May 2018 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 04 July 2017 | 04 May 2018 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 22 May 2015 | 08 June 2017 |