SFC Licences of SHAO Jimmy Zhuang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 13 September 2019 | |
| UBS Securities Asia Limited | RE | 1 | 13 September 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 May 2015 | 06 August 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 26 May 2015 | 06 August 2019 |