SFC Licences of TSE Christopher Shing-kwun 謝承鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
PV Capital (HK) Limited	RE	9	06 June 2023
Ariose Capital Management Limited 弘盛資本有限公司	RO	9	12 July 2021	02 June 2023
Ariose Capital Management Limited 弘盛資本有限公司	RE	9	26 February 2020	12 July 2021
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	18 December 2018	04 February 2020
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	18 December 2018	04 February 2020
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	18 December 2018	04 February 2020
China Vered Securities Limited 中薇證券有限公司	RE	2	03 October 2018	07 December 2018
China Vered Securities Limited 中薇證券有限公司	RE	4	13 April 2018	07 December 2018
China Vered Securities Limited 中薇證券有限公司	RE	1	13 April 2018	07 December 2018
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司	RE	5	02 February 2017	06 March 2018
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司	RE	2	02 February 2017	06 March 2018
Nine Rivers Capital Partners Limited 浚承資本有限公司	RE	1	08 September 2016	05 January 2017
MFG Limited 峰滙金融集團有限公司	RE	1	26 May 2015	01 February 2016
MFG Limited 峰滙金融集團有限公司	RE	2	26 May 2015	01 February 2016