SFC Licences of YIN Jun 殷俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 10 February 2023 | 24 February 2023 |
UBS Securities Asia Limited | RE | 1 | 10 June 2022 | 25 June 2022 |
UBS Securities Asia Limited | RE | 1 | 06 December 2018 | 12 December 2018 |
UBS Securities Asia Limited | RE | 1 | 22 November 2018 | 30 November 2018 |
UBS Securities Asia Limited | RE | 1 | 26 March 2018 | 27 March 2018 |
UBS Securities Asia Limited | RE | 1 | 12 March 2018 | 15 March 2018 |
UBS Securities Asia Limited | RE | 1 | 28 May 2015 | 01 November 2016 |
UBS Securities Hong Kong Limited | RE | 7 | 28 May 2015 | 01 November 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 28 May 2015 | 01 November 2016 |