SFC Licences of YIN Jun 殷俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 10 February 2023 24 February 2023
UBS Securities Asia Limited RE 1 10 June 2022 25 June 2022
UBS Securities Asia Limited RE 1 06 December 2018 12 December 2018
UBS Securities Asia Limited RE 1 22 November 2018 30 November 2018
UBS Securities Asia Limited RE 1 26 March 2018 27 March 2018
UBS Securities Asia Limited RE 1 12 March 2018 15 March 2018
UBS Securities Asia Limited RE 1 28 May 2015 01 November 2016
UBS Securities Hong Kong Limited RE 7 28 May 2015 01 November 2016
UBS Securities Hong Kong Limited RE 1 28 May 2015 01 November 2016