SFC Licences of HERGESHEIMER Niklaus Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 September 2015 | 03 August 2020 |
| Merrill Lynch Far East Limited | RE | 2 | 01 September 2015 | 03 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2015 | 17 August 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 28 May 2015 | 29 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 May 2015 | 29 May 2015 |