SFC Licences of LI Junyi 李俊儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 27 April 2021 | 04 May 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 27 April 2021 | 04 May 2023 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 13 February 2019 | 07 April 2021 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 13 February 2019 | 07 April 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 26 May 2015 | 19 January 2019 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 May 2015 | 19 January 2019 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 26 May 2015 | 19 January 2019 |