SFC Licences of LI Junyi 李俊儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 27 April 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 27 April 2021
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 13 February 2019 07 April 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 13 February 2019 07 April 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 26 May 2015 19 January 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 26 May 2015 19 January 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 26 May 2015 19 January 2019