SFC Licences of NG Yat Tin 吳日天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司 RE 1 02 July 2020
ABCI Capital Limited 農銀國際融資有限公司 RE 6 24 June 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 28 May 2015 06 June 2020