SFC Licences of TAM Ka Lun 譚家倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 17 May 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 May 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 March 2018 | 16 April 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 March 2018 | 16 April 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 13 July 2015 | 20 February 2018 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 13 July 2015 | 20 February 2018 |