SFC Licences of CAO Yiyun 曹逸云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 15 March 2023 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 04 November 2020 | 14 October 2022 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 12 October 2020 | 14 October 2022 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 12 October 2020 | 14 October 2022 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 July 2017 | 25 September 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 July 2017 | 25 September 2020 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 08 November 2016 | 14 June 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 29 May 2015 | 06 October 2016 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 29 May 2015 | 06 October 2016 |