SFC Licences of CAO Yiyun 曹逸云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 04 November 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 12 October 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 12 October 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 July 2017 25 September 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 July 2017 25 September 2020
China Vered Securities Limited 中薇證券有限公司 RE 1 08 November 2016 14 June 2017
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 29 May 2015 06 October 2016
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 6 29 May 2015 06 October 2016