SFC Licences of MA Hok Wang 馬學泓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Asset Management Limited 鼎珮資產管理有限公司 RO 9 14 June 2019 22 April 2022
VMS Securities Limited 鼎珮證券有限公司 RE 1 14 June 2019 22 April 2022
VMS Asset Management Limited 鼎珮資產管理有限公司 RE 9 26 April 2019 14 June 2019
Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 RO 9 10 May 2018 31 January 2019
Merrill Lynch Far East Limited RE 4 04 June 2015 05 April 2017
Merrill Lynch Far East Limited RE 6 04 June 2015 05 April 2017
Merrill Lynch Far East Limited RE 1 04 June 2015 05 April 2017
Merrill Lynch (Asia Pacific) Limited RE 6 04 June 2015 05 April 2017
Merrill Lynch (Asia Pacific) Limited RE 4 04 June 2015 05 April 2017
Merrill Lynch (Asia Pacific) Limited RE 1 04 June 2015 05 April 2017