SFC Licences of SUN Yi 孫毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 04 April 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | 17 November 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 October 2018 | 17 November 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2018 | 17 November 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 August 2015 | 11 July 2018 |