SFC Licences of SERVAIS Gautier J.D.
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 18 January 2017 | 18 December 2022 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 06 December 2016 | 18 January 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 03 June 2015 | 31 July 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 03 June 2015 | 31 July 2015 |