SFC Licences of LI Qiqi 李祺琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Securities (Far East) Limited	RE	6	29 June 2018
J.P. Morgan Securities (Far East) Limited	RE	4	29 June 2018
J.P. Morgan Securities (Far East) Limited	RE	1	29 June 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	03 January 2017	22 June 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	03 January 2017	22 June 2018
CLSA Limited 中信里昂證券有限公司	RE	4	03 January 2017	22 June 2018
CLSA Limited 中信里昂證券有限公司	RE	1	03 January 2017	22 June 2018
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	18 November 2016	12 December 2016
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	18 November 2016	12 December 2016
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	01 August 2016	03 November 2016
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	1	01 August 2016	03 November 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	15 June 2015	15 September 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	15 June 2015	15 September 2015