SFC Licences of NAKAOKI Katsuaki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 19 January 2016 21 January 2016
Merrill Lynch (Asia Pacific) Limited RE 1 19 January 2016 21 January 2016
Merrill Lynch Far East Limited RE 2 26 November 2015 28 November 2015
Merrill Lynch (Asia Pacific) Limited RE 1 26 November 2015 28 November 2015
Merrill Lynch Far East Limited RE 2 10 June 2015 12 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 10 June 2015 12 June 2015