SFC Licences of GUPTA Avinash Hariom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 16 September 2015 | 18 January 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 16 September 2015 | 18 January 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 September 2015 | 18 January 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2015 | 02 September 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 31 August 2015 | 02 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 August 2015 | 02 September 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 09 June 2015 | 12 June 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 09 June 2015 | 12 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2015 | 12 June 2015 |