SFC Licences of TIAN Silu 田思露
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 September 2022 | 24 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 September 2022 | 24 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 September 2022 | 24 October 2023 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 02 August 2016 | 24 October 2017 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 02 August 2016 | 24 October 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 June 2015 | 30 June 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 June 2015 | 30 June 2016 |