SFC Licences of BUT Chi Kwan 畢志坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 |
RE | 4 | 04 March 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1, 2 | 30 August 2019 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RE | 1 | 21 June 2019 | 22 August 2019 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RE | 2 | 21 June 2019 | 22 August 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
RE | 1 | 16 November 2018 | 06 June 2019 |
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 2 | 26 October 2018 | 06 June 2019 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5 | 01 June 2018 | 08 June 2018 |
CLSA Premium International (HK) Limited |
RE | 3 | 24 July 2017 | 30 April 2018 |
I-Access Investors Limited 一通投資者有限公司 |
RE | 1, 2 | 13 July 2015 | 18 April 2017 |