SFC Licences of LAI Yan Tung 黎欣彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 17 August 2021 | 31 March 2023 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 17 August 2021 | 31 March 2023 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 15 June 2015 | 15 August 2021 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 15 June 2015 | 15 August 2021 |