SFC Licences of DUNLOP William James Napier
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 May 2017 | 10 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 May 2017 | 10 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 January 2017 | 20 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 January 2017 | 20 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 October 2016 | 18 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2016 | 18 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 May 2016 | 20 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 May 2016 | 20 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 June 2015 | 19 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 June 2015 | 19 June 2015 |