SFC Licences of YUNG Siu Wa 翁少華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Summit Asset Management Company Limited 駿嶽資產管理有限公司 RO 9 15 December 2023
Summit Asset Management Company Limited 駿嶽資產管理有限公司 RO 4 15 December 2023
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 RO 9 22 May 2019 01 March 2023
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 RO 4 22 May 2019 01 March 2023
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 4 08 October 2018 25 October 2018
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 1 08 October 2018 25 October 2018
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 9 09 February 2018 25 October 2018
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 9 28 December 2017 09 February 2018
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 4 28 November 2016 31 October 2017
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 1 28 November 2016 31 October 2017
DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 RO 9 18 November 2015 31 October 2017