SFC Licences of POON Chun Ming 潘俊銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 26 September 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 26 September 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 09 April 2021 08 September 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 09 April 2021 08 September 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 April 2021 08 September 2023
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RE 2 03 December 2018 19 March 2021
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 03 December 2018 19 March 2021
Bright Point International Futures Limited 亮點國際期貨有限公司 RE 2 02 August 2017 18 November 2018
Bright Point International Securities Limited 亮點國際證券有限公司 RE 1 02 August 2017 18 November 2018
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 2 04 May 2016 18 June 2017
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 18 June 2015 25 April 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 18 June 2015 25 April 2016