SFC Licences of CURLEY Marcus Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 06 February 2023 | 10 February 2023 |
UBS Securities Asia Limited | RE | 4 | 28 January 2019 | 01 February 2019 |
UBS Securities Asia Limited | RE | 4 | 14 June 2018 | 15 June 2018 |
UBS Securities Asia Limited | RE | 4 | 29 May 2018 | 31 May 2018 |
UBS Securities Asia Limited | RE | 4 | 16 June 2017 | 21 June 2017 |
UBS Securities Asia Limited | RE | 4 | 27 January 2016 | 28 January 2016 |
UBS Securities Asia Limited | RE | 4 | 01 September 2015 | 05 September 2015 |
UBS Securities Asia Limited | RE | 4 | 18 June 2015 | 31 July 2015 |