SFC Licences of CURLEY Marcus Christopher

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 06 February 2023 10 February 2023
UBS Securities Asia Limited RE 4 28 January 2019 01 February 2019
UBS Securities Asia Limited RE 4 14 June 2018 15 June 2018
UBS Securities Asia Limited RE 4 29 May 2018 31 May 2018
UBS Securities Asia Limited RE 4 16 June 2017 21 June 2017
UBS Securities Asia Limited RE 4 27 January 2016 28 January 2016
UBS Securities Asia Limited RE 4 01 September 2015 05 September 2015
UBS Securities Asia Limited RE 4 18 June 2015 31 July 2015