SFC Licences of GOU Wenhui 勾文慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 22 June 2015 | 12 September 2015 |
| UBS Securities Asia Limited | RE | 1 | 22 June 2015 | 12 September 2015 |
| UBS Securities Asia Limited | RE | 2 | 22 June 2015 | 12 September 2015 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 22 June 2015 | 12 September 2015 |