SFC Licences of LI Tao 黎濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 23 June 2015 | 13 January 2017 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 23 June 2015 | 13 January 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 June 2015 | 13 January 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 June 2015 | 13 January 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 23 June 2015 | 13 January 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 June 2015 | 13 January 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 23 June 2015 | 13 January 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 23 June 2015 | 13 January 2017 |