SFC Licences of LIU Xinyu 劉欣雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 15 November 2016 | 22 January 2018 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 15 November 2016 | 22 January 2018 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 24 June 2015 | 21 October 2016 |