SFC Licences of SUN Shuai 孫帥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited |
RE | 1, 9 | 01 June 2021 | 29 October 2021 |
| LIM Advisors Limited |
RE | 9 | 15 March 2021 | 30 April 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 6 | 07 July 2015 | 16 August 2019 |