SFC Licences of CHING Po Yin 程寶妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 07 August 2015 | 15 September 2017 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 07 August 2015 | 15 September 2017 |