SFC Licences of HUI Ka Lok, Carl 許嘉諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 July 2018 | 04 January 2024 |
China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 11 September 2017 | 18 February 2018 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 31 May 2016 | 18 February 2018 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 02 July 2015 | 21 May 2016 |