SFC Licences of HUI Ka Lok, Carl 許嘉諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 03 July 2018 04 January 2024
China Everbright Research Limited 中國光大資料研究有限公司 RE 4 11 September 2017 18 February 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 31 May 2016 18 February 2018
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 02 July 2015 21 May 2016