SFC Licences of LAM Pak Fung 林柏鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 October 2021 | 15 June 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 October 2021 | 15 June 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 27 June 2018 | 20 August 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 June 2018 | 20 August 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 27 June 2018 | 22 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 06 June 2018 | 20 August 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 29 June 2015 | 01 June 2018 |