SFC Licences of YU Pak Ngai 余柏毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 16 May 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 April 2022 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 13 July 2021 | 26 March 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 13 July 2021 | 26 March 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 23 June 2021 | 26 March 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 23 June 2021 | 26 March 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 07 February 2020 | 04 June 2021 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 05 October 2016 | 19 January 2020 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 05 October 2016 | 19 January 2020 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 07 July 2015 | 24 September 2016 |