SFC Licences of GAO Yuan 高遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 18 August 2021 | 02 October 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 August 2021 | 02 October 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 03 August 2020 | 30 June 2021 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 23 July 2020 | 30 June 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 July 2020 | 30 June 2021 |
| Taiping Capital Limited 太平融資有限公司 | RE | 6 | 31 July 2018 | 01 July 2020 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 31 July 2018 | 01 July 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 02 July 2015 | 01 June 2018 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 02 July 2015 | 01 June 2018 |