SFC Licences of GAO Yuan 高遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 18 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 18 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 03 August 2020 30 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 23 July 2020 30 June 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 23 July 2020 30 June 2021
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 31 July 2018 01 July 2020
Taiping Capital Limited 太平融資有限公司 RE 6 31 July 2018 01 July 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 02 July 2015 01 June 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 02 July 2015 01 June 2018