SFC Licences of LO Chun Yin, Boris 盧俊賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AQR Capital Management (Asia) Limited | RO | 1 | 02 September 2022 | |
AQR Capital Management (Asia) Limited | RE | 1 | 22 August 2017 | 02 September 2022 |
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 13 September 2016 | 24 June 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 July 2015 | 01 April 2017 |