SFC Licences of YU Tak Hei 余德熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capstone Investment Advisors (HK) Limited | RE | 9 | 01 August 2022 | |
| Segantii Capital Management Limited | RE | 9 | 27 July 2020 | 28 January 2022 |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 01 August 2018 | 01 May 2020 |
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 17 March 2017 | 31 July 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 09 July 2015 | 07 October 2016 |