SFC Licences of ZHU Haokang 朱皓康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 2 | 06 July 2023 | 29 March 2024 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 1 | 06 July 2023 | 29 March 2024 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 9 | 27 January 2023 | 29 March 2024 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 4 | 27 January 2023 | 29 March 2024 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 14 July 2020 | 13 October 2022 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 12 June 2020 | 13 October 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 03 April 2018 | 03 March 2020 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 03 March 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 July 2015 | 03 March 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 14 July 2015 | 10 October 2016 |