SFC Licences of ZHU Haokang 朱皓康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	16 April 2024
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	16 April 2024
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	16 April 2024
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	2	06 July 2023	29 March 2024
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	1	06 July 2023	29 March 2024
Holly International Asset Management Company Limited 弘業國際資產管理有限公司	RE	9	27 January 2023	29 March 2024
Holly International Asset Management Company Limited 弘業國際資產管理有限公司	RE	4	27 January 2023	29 March 2024
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RE	9	14 July 2020	13 October 2022
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RE	4	12 June 2020	13 October 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	03 April 2018	03 March 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016	03 March 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	14 July 2015	03 March 2020
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	14 July 2015	10 October 2016