SFC Licences of HU Zhongwen 胡鐘文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 29 May 2023 | |
VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 4 | 08 March 2022 | |
VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 06 November 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 November 2015 | 20 June 2018 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 27 November 2015 | 20 June 2018 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 10 July 2015 | 15 November 2015 |