SFC Licences of LI Biying 李碧莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 28 October 2021 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 30 July 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 30 July 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 July 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 November 2018 | 20 April 2021 |
Merrill Lynch Far East Limited | RE | 2 | 25 July 2018 | 20 April 2021 |
Merrill Lynch Far East Limited | RE | 1 | 25 July 2018 | 20 April 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 20 July 2015 | 08 June 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 July 2015 | 08 June 2018 |