SFC Licences of KE Ting 柯艇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grit Securities Limited 啟恒證券有限公司 | RO | 1 | 30 May 2022 | 22 March 2023 |
Joincap Capital Limited 中楷資本有限公司 | RO | 9 | 18 January 2022 | |
Joincap Capital Limited 中楷資本有限公司 | RO | 4 | 18 January 2022 | |
Joincap Capital Limited 中楷資本有限公司 | RE | 9 | 09 November 2021 | 18 January 2022 |
Joincap Capital Limited 中楷資本有限公司 | RE | 4 | 09 November 2021 | 18 January 2022 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 24 May 2017 | 31 October 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 24 May 2017 | 31 October 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 24 May 2017 | 31 October 2021 |
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 | RE | 2 | 12 August 2015 | 25 April 2017 |