SFC Licences of LEE Chak Fai 李澤輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HK Monkey Securities Limited 金猴證券有限公司 RO 9 09 July 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 4 09 July 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 1 09 July 2019
HK Monkey Securities Limited 金猴證券有限公司 RE 9 06 November 2018 09 July 2019
HK Monkey Securities Limited 金猴證券有限公司 RE 1 30 October 2018 09 July 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 04 April 2018 19 October 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 28 March 2018 19 October 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 28 March 2018 19 October 2018
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 16 November 2015 16 March 2018
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 16 July 2015 16 March 2018