SFC Licences of LEE Chak Fai 李澤輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HK Monkey Securities Limited 金猴證券有限公司 | RO | 9 | 09 July 2019 | |
| HK Monkey Securities Limited 金猴證券有限公司 | RO | 4 | 09 July 2019 | |
| HK Monkey Securities Limited 金猴證券有限公司 | RO | 1 | 09 July 2019 | |
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 9 | 06 November 2018 | 09 July 2019 |
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 1 | 30 October 2018 | 09 July 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 04 April 2018 | 19 October 2018 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 28 March 2018 | 19 October 2018 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 28 March 2018 | 19 October 2018 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 16 November 2015 | 16 March 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 16 July 2015 | 16 March 2018 |