SFC Licences of WONG Tin Lok 黃天樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 21 October 2022 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 16 July 2015 | 25 September 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 16 July 2015 | 25 September 2015 |