SFC Licences of KWAN Ho Yan 關可人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 27 September 2022 | 17 October 2023 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 27 September 2022 | 17 October 2023 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 December 2021 | 17 October 2023 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 15 December 2021 | 27 September 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 December 2021 | 27 September 2022 |