SFC Licences of HONG Chu Sheng 洪鉅昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | 1 | 08 November 2022 | 28 November 2023 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 4 | 08 November 2022 | |
| Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 15 August 2022 | 08 November 2022 |
| Golden K2 Securities Limited | RE | 1 | 10 August 2022 | 08 November 2022 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 4 | 03 September 2021 | 15 August 2022 |
| Golden K2 Securities Limited | RO | 1 | 03 September 2021 | 10 August 2022 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 9 | 03 September 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 26 February 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 17 July 2015 | 26 February 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 July 2015 | 26 February 2019 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 17 July 2015 | 10 October 2016 |