SFC Licences of O'CONNOR Ian Patrick William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 10 August 2020 | 12 December 2022 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 August 2020 | 12 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 10 August 2020 | 12 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 August 2020 | 12 December 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 20 July 2015 | 04 March 2016 |