SFC Licences of LAU Kai Chung 劉啟宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 25 October 2019 | 07 June 2022 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 04 March 2019 | 03 October 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 30 June 2017 | 01 March 2019 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 July 2016 | 29 June 2017 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 14 August 2015 | 30 June 2016 |