SFC Licences of LIU Yu 劉宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Seafront Asset Management Limited 前海國際基金管理有限公司	RO	9	14 November 2023
First Seafront Asset Management Limited 前海國際基金管理有限公司	RO	4	14 November 2023
First Seafront Asset Management Limited 前海國際基金管理有限公司	RO	1	14 November 2023
First Seafront Asset Management Limited 前海國際基金管理有限公司	RE	9	29 September 2023	14 November 2023
First Seafront Asset Management Limited 前海國際基金管理有限公司	RE	4	29 September 2023	14 November 2023
First Seafront Asset Management Limited 前海國際基金管理有限公司	RE	1	29 September 2023	14 November 2023
FXG Asset Management Limited 恒峰资产管理有限公司	RE	9	22 March 2023	18 September 2023
FXG Asset Management Limited 恒峰资产管理有限公司	RE	4	22 March 2023	18 September 2023
FXG Asset Management Limited 恒峰资产管理有限公司	RE	1	22 March 2023	18 September 2023
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司	RE	1	25 June 2021	24 February 2023
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RE	1	25 June 2021	24 February 2023
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司	RE	9	11 June 2021	24 February 2023
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RE	9	11 June 2021	24 February 2023
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RE	4	11 June 2021	24 February 2023
CMB International Asset Management Limited 招銀國際資產管理有限公司	RE	9	10 October 2017	04 June 2021
CMB International Asset Management Limited 招銀國際資產管理有限公司	RE	4	10 October 2017	04 June 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	30 August 2016	27 September 2017
Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司	RE	9	27 July 2015	15 August 2016
Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司	RE	4	27 July 2015	15 August 2016