SFC Licences of LIN Tawei, Joseph 林達崴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moody's Investors Service Hong Kong Limited | RE | 10 | 21 November 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 30 March 2020 | 19 August 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 30 March 2020 | 19 August 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 March 2020 | 19 August 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 17 May 2017 | 11 February 2020 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 17 May 2017 | 11 February 2020 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 17 May 2017 | 11 February 2020 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 27 July 2015 | 07 April 2017 |