SFC Licences of YAU Kai Yu 丘佳瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 13 April 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 May 2018 | 04 April 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 October 2015 | 04 April 2022 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 17 August 2015 | 30 September 2015 |