SFC Licences of ZHAO Shengjie 趙聖捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 November 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 October 2021 | 31 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 October 2021 | 31 August 2023 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 04 December 2017 | 23 April 2018 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 July 2015 | 02 September 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 27 July 2015 | 02 September 2017 |