SFC Licences of LIU Junxian 劉俊賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 4 24 December 2021
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 6 25 November 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 6 15 January 2021 01 September 2021
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 22 June 2017 24 December 2020
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 4, 6 20 June 2016 14 June 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 22 July 2015 29 May 2016