SFC Licences of LIU Junxian 劉俊賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited Merrill Lynch (Asia Pacific) Limited |
RE | 4 | 24 December 2021 | |
| Merrill Lynch (Asia Pacific) Limited Merrill Lynch Far East Limited |
RE | 1, 6 | 25 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RE | 1, 6 | 15 January 2021 | 01 September 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RE | 1, 6 | 22 June 2017 | 24 December 2020 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 1, 4, 6 | 20 June 2016 | 14 June 2017 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 22 July 2015 | 29 May 2016 |