SFC licenceholder BFW980 PAN Vivian Chor Ying 班楚瑩

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 16 July 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 16 July 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 August 2017 21 June 2019
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 21 July 2015 18 August 2017