SFC Licences of PAN Vivian Chor Ying 班楚瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 18 August 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 18 August 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 July 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2019 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 24 August 2017 | 21 June 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 24 August 2017 | 21 June 2019 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 9 | 21 July 2015 | 18 August 2017 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 4 | 21 July 2015 | 18 August 2017 |