SFC Licences of XIA Tian 夏添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WEBULL SECURITIES LIMITED 微牛證券有限公司 RE 2 31 October 2023
WEBULL SECURITIES LIMITED 微牛證券有限公司 RE 4 11 July 2023
WEBULL SECURITIES LIMITED 微牛證券有限公司 RE 1 13 October 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 4 23 December 2021 12 August 2022
Huarong International Capital Limited 華融國際融資有限公司 RE 6 07 December 2021 12 August 2022
Huarong International Capital Limited 華融國際融資有限公司 RE 1 07 December 2021 12 August 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 1 07 December 2021 12 August 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 02 October 2021
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 07 November 2019 02 October 2021
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 09 October 2019 27 March 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 22 July 2015 10 August 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 22 July 2015 10 August 2019